SUB-SAHARAN DEMOCRATIC TRANSITIONS AS POLITICAL CRISIS (1990-1994)
par Patrick QUANTIN
CEAN-IEP de Bordeaux
Like development, democratization is not something that people does for another. People must do it for themselves or it does not happen.
Claude AKE, in Journal of Democracy, 2 (1991) 1.
The
processes of transition occur in conjunctures which are times of crisis. This makes
possible the change of apolitical regime[1]. Such
changes, when introduced in an authoritarian rule, may be orientated in three different
ways : the installation of some form of democracy, the restoration of a new
authoritarian regime or the emergence of a revolutionary alternative (ODonnel,
1986 : p. 8). This paper concentrates on
the first of these scenarios : democratisation . This will be observed within the
context of sub-Saharan Africa in the period between 1990 and 1994. Is democratisation a
direct consequence of a new global order in
that it is an adjustment of the form of government in the periphery ? Or is it a
response which is more complex of local political systems is to be more understood as a
conjunctural crisis. The two others scenarios must however be kept in mind. Authoritarian
restoration has been the result of many transitions. Moreover the absence of a
revolutionary alternative during this period is an interesting question about events
that... did not occur.
The
democratic transitions are characterised by the widening of political competition and by a
suspension of coercion. The beginning of this process, can be seen as being similar to
liberalisation. A moderate group within the authoritarian elite
accepts a negociation with a moderate group of the opposition when the cost of coercion is
expected to be higher than the benefits of the liberalisation (ODonnel, 1986 :
15s.). However, the majority of the actors in African political systems became rapidly
involved in a more ambitious competition. They perceived their as being that of a complete
democratisation. Many of them were drawn to this position by the pressures of external
demands and local mobilisations. The opening of political competition was supposed to
enable these actors to escape from the control of the elites and to develop mass
participation through a new public sphere. The principal change was the introduction of
political pluralism. This point of view considers multi-partism as the achievement of a
sustainable political change. There were few objections concerning the problems of
importing a western procedure; more the importation was not considered as a transformation
of the struggle for power but as an extension of political participation. Many discourses
and representations about liberalisation have been depicted as democratisation.
Retrospectively, most actors and analysts continue to interpret these processes through
the theories of democratic transitions. One of the objectives of this paper is to discuss
this point. Another point is that of discussing the dialectics of internal and external
influences in these democratisations ; while the final point
consists in questioning the interpretation of the transition by local political cultures.
EXTERNAL PRESSURES AND INTERNAL MOBILISATION.
There
are many traces of the process of liberalisation to be found in Africa before 1990. The
transformations of these political regimes occurred through cyclical decompressions
as the civilisation of a military rule [2] or as the result of the introduction
of electoral competition within a one party system [3].
These changes can be explained by the internal development of each political system. They
do not occur at the same time, or during a specific period. During the three first decades
of post independence (1960 - 1990), most of the African states experimented variations
between authoritarian rule and liberalisation. Only a few of them benefited from a
sustainable experience in multiparty politics, such as in Senegal or Botswana.
The
perspective in 1990 is shaped by two different facts which occurr simultaneously. The
first is the claim for full democracy, including multi-party
system and human rights. The second consists in the extension of this project all over the
continent [4]. This simultaneity cannot be
explained as an accident because to many African see this change as affecting their
trajectories. The influence of external pressures on these societies is obvious. The
origins of these pressures are found in in the role of international actors : World
Bank, International Monetary Fund and western donors : United States, France,
Germany, etc. Their doctrine is expressed in the concept of political
conditionality of which the report of the World bank From crisis
to sustainable development (World bank, 1989) provides a viable description of
Africa before the beginning of democratic transitions. The French equivalent of this
report is produced one year later in the famous discours de la Baule
(June 1990). It is, however interesting to note that the French policy was in favour of
liberalisation during the past decade [5].
The
change in external pressures is the prevalence of the concept of democracy
among donors discourses ; it is not in the strength of these pressures. Long
before 1990, African states were subjected to strong but divergent external pressures. The
existence of so many authoritarian regimes resulted in the control of some foreign
domination which acted as sheild from international sanctions. Plebiscitary regimes and
military dictatorships received economic and military support, not only from Moscow,
Beijing or Cuba, but also from Paris and Washington.
After
1990, the exportation of western democratic procedures in all the African countries,
regardless their past preferences and institutions, can be seen as the effect of the
emergence of a new global order in which a unique style of government and type of
legitimacy has become available. However the strategy for changing the political systems
does not involve an increase of pressures. At the beginning of most democratic
transitions, external pressures acted in reducing the support given to authoritarian
groups in power - especially to the hard liners -
without delivering equivalent facilities to the emerging oppositions. This careful
non-intervention, despite of vigorous pro-democratic discourses, made easy the electoral
victory of about 50 % of incumbent presidents between 1990 and 1994. Furthermore, if a man
from the opposition was elected, his government was rarely supported by exceptional aid :
so as to facilitate a hypothetical consolidation of the new institutions. This was
particularly true about the democratic bonus (primes à la démocratisation)
promised by the French president in 1990. In the French sphere of influence, it appears,
retrospectively, that new democratic presidents received less aid for their country than
former dictators confirmed by ambiguous elections (Banégas & Quantin, 1997).
Ironically, the pressures of the new global order in Africa have been exerted by
abstention more than through positive action. The most influential foreign governments -
i.e. : U.S. and France - left the local actors to struggle for power through open
competition before identifying a winner. As the winner was seen as being expected to be
the only one able to maintain or to restore public order, these governments accepted to
ignore electoral fraud or abuses in human rights.
Besides
the influence of donors, other external factors can be mentioned as taking part in a
general explanation of these democratic transitions. Among them, the crisis of the African
economies increased the dependence to the donors and made difficult any resistance to
their pressures. However, it is not possible to see these processes as beeing responses to
external demands. The variations which can be observed among different transitions show
the importance of local mobilisation. If the initial signs came from outside, the opening
of political competition and a new interest in participation are seen as the result of
internal processes. This is not to say that the African state apparatus were able to
control the situation. On the contrary, they were often ignored during the transition. The
Conférences nationales, the election organising committees, some
collèges arbitraux[6], and
many monitoring committees were institutions which developed their activities out of the
control of the African states while neglecting to pay attention to the question of state
legitimacy. This weakness of the state during the transition clouds the distinction
between internal and external factors. It appears more important however to distinguish
local processes from the pressures of a global order.
This
is the reason why the question of external pressures cannot be tackled separately when we
try to explain the development of a transition in an African country. These developments
show important variations from the theoretical model proposed by political
conditionality. And the principal factor of divergence relies on the forms of
local mobilisation which produce a specific political crisis dominated by uncertainty and
not simply the certitude of the transfer of an external model of governance. It is
necessary to illustrate this with some examples.
LIBERALISATION OR DEMOCRATISATION
?
In
Benin, local actors were able to play different strategies in the breakdown of the
authoritarian regime. The result of the crisis - which begins in 1989 and is terminated in
1991 with the installation of a new democratic president by free and fair elections - is
not the scenario initiated by the most influential source of external pressure. To put an
end to the demonstrations which happened because of economic difficulties, France (through
its ambassador in Cotonou) proposed a restricted liberalisation, including the opening of
the party (PRPB) to representatives of the civil society. By the
end of 1989, it was evident that President Kerekou would stay in power and control the
process of decompression. The strength of the mobilisation, the absence of open repression
from the dictablanda and the realignment in opposition parties of
many supporters of the incumbent regime gave way to a new configuration which is
illustrated by the conférence nationale souveraine of February
1990. When the opposition parties decided to transform the national conference
- which was initially devoted to reform the one-party state - into a sovereign assembly,
President Kerekou and the military threatened them by force. The army finally gave up and
lost its dominant position in the process. This pacific solution was influenced by
pressures from France and other donors which prevented the use of coercion. This attitude
was more inspired by laisser faire than by a clear strategy of
political conditionality.
This
happened just after the fall of the Berlin wall and the death of the Ceacescus. The fluid
conjuncture prevailing then in the international relations gave new opportunities to such
uncertain political experiments in the periphery of the world system. After Benin,
numerous African states were involved in mobilisation for democratisation ; among the
first to benefit from this opportunity in 1990 were almost all former French colonies but
also Cap Vert and Zambia. During 1990, democratic transitions were launched by local
mobilisations without external strong pressures on the incumbent authoritarian
governments. Most of them organised multi-party elections. And the problem of democratic
conditionality became more accurate when they tried and oftentimes succeeded in corrupting
the process or in stealing the votes.
Sometimes,
a very simple action of an influent protector was sufficient for changing a blocked
transition. For instance, by withdrawing overnight the communication facilities -
including a helicopters pilot -, the French government forced President Kolingba of
Central Africa Republic to admit his defeat in the elections. However, many cases were
much more complicated and the position of the external pressures more ambiguous. In
Cameroon, President Biya, supported by France all along a violent political crisis, kept
his position instead of rigged elections denounced by the U.S. But Washington, after
supporting opposition parties in Kenya, was not so suspicious when deciding to accept
Daniel arap Mois victory.
After
the first phase of transition experiences, by 1991 - 1992, western and multilateral
pressures became more prudent and conservative. The concept of good governance,
introduced by multilateral agencies (B. Campbell, 1996), is progressively introduced in
replacement of democracy. The political conditionality is still used by the European Union
and donors like the Scandinavian countries. U.S., France and Great Britain stay severe
censors only in the African countries were their interests are low [7]. Where they stood in a dominant
position for influencing internal developments, they gave their preference to strong
incumbents instead of supporting uncertain newcomers. This attitude explains why only a
dozen transitions among 48 countries of sub-Saharan Africa were terminated by the election
of a new president competing as leader or member of an opposition party [8]. This limited impact of
democratisation has local explanations but it also shows that the end of the bipolarized
world system was not a sufficient change for some western powers to give up their control
on African politics.
The
case of Congo confirms this hypothesis. The control on oil production by the French
company Elf-Aquitaine did not prevented an open political competition among the local
political elite. As long as the Congolese actors did not threaten the companys
interests, they benefited from a large autonomy which explains the complexity of the local
arena. During 1990, there are no external pressures for political change on Sassou Nguessos
military regime. The pressures come from trade-unions which organise strikes and street
demonstrations, and these actions are extended with the defection of party hard liners who
join the new democratic opposition. In this context, the authoritarian president was
obliged to accept a democratic transition that his external supports considered as
dangerous. All along the development of the crisis, until the end of 1992, the French
wanted to impose a compromise in which Sassou Nguesso could have stay in an influent
position in the local political system in order to avoid changes in oil policies[9]. But they did not succeed in spite
of a direct intervention in financing the state.
In
that example, it is clear that democratisation does not appear as a consequence of a new
global order in which the rules of the local struggle for power and the styles of
government are imported from abroad. The analysis of more African societies reveals also
the existence of long term trajectories which impose internal constraints to the emergence
of a transition and to the success of this transition when it really happens [10]. These experiences are not complete
break up. They have to be explained as the continuation of a same political system in
which the only difference is the existence of a political crisis.
From
this point of view, recent African democratic transitions are not to be evaluated by their
result : is it a real democratisation ? is their a
consolidation ? More important is the operation of the internal political conflicts.
During the transitional crisis, there is an extension of the mobilisation which involves
more people than in the routine periods. Large sectors of society are included, for a
moment, in the political process. This inclusion presents some resemblance with the
theoretical conception of democratisation ; it looks like a new form of
participation. People take part in collective actions like meetings, demonstrations,
strikes, riots, etc. They have more interest in politics. However, the return to stable
conjuncture, even in a democratised regime, shows the difficulty of transforming
mobilisation in participation.
The
specificity of African political dynamics is shown in the strength of the protests during
the crisis. It varies from a country to an other by the sectors which are involved. Some,
like Zambia and Congo, were led by trade unions ; others, by students and the youth.
Urban people were generally more vocal than peasants. But, in any case, the transformation
of this energy in institutionalised participation was a central problem for democratic
consolidation. The organisation of multi-party elections was dominated by the realignment
of political elites. This produced in most countries a fierce competition which did not
facilitated the opening of a public sphere but transformed the political arena in a more
or less violent place which the ordinary people deserted. The conditions of possibilities
for participation, with the necessity of information and discussion, were difficult to
improve. In many cases, - excepted the new free press - it disappeared the day after the
election.
If,
after Robert Dahl, we use the two factors of participation and competition for describing
democratisation, it is obvious that in the short term of the transitions, the second has
partly covered the first so that the new political systems, even after free elections,
suffer instability and poor mass support (Dahl, 1971). This can explain why very few
experiences can be considered as a transformation of mobilisation for democratisation into
democratic participation.
The
introduction of open competition in systems which had avoid it before is the principal new
element in African politics. But this is not to say that competition did not exist before.
The struggle for high positions in the state apparatus was violent and dangerous for the
few peoples involved in it. What is new is the public dimension of the game. Free
elections do not allow an increased participation of voters in public policy decisions but
it make them spectators of something which was hidden before. Instead of integrating them
in a public sphere, they contribute to desacralise political institutions. The idea that a
president may be defeated because he won less votes than an other is not easy to admit for
most of African political cultures. A big man is supposed to stay
in power as long as he is overthrown by a tragic fate or by a stronger power. Besides of
this problem correlated with the question of an effective change in political leadership,
their is an other question which concerns the perception of the democratic changes by the
population.
CAN
WE EAT DEMOCRACY ?
In
all that have been discussed before, we supposed that actors were rational and that they
were playing on both internal and external arenas. However, in the analysis of recent
democratisation experiences in Africa, the watershed of explanations seems to be elsewhere
if we consider the dimension of believes and representations. There is a gap between the
model of liberal democracy and the expectations of populations. The development of
democratisation processes show different fields of interpretation in which the
modernisation of political institutions is not considered as a priority. A more relevant
approach must take into account two dimensions to which local public opinion is
sensitive : the instrumentalism of everyday life and the mystical universe of
religion. In this perspective, it is difficult to find an adequate equivalence between the
common sense representations and the ideological ground of liberal democracy.
A
global economic and political order is not perceived in the heterogeneity of cultural
local identities. This is not a problem because people do not have to be conscious of
globalisation for globalisation to exist. It seems however different for democratisation.
It is difficult to imagine it as a pure procedural process independent of the values of
the social context in which it takes place. In Africa, the debate about liberal democracy
was poor before 1990. Different versions of africanized democracy
existed in experiences tested by leaders like
Nyerere or Kaunda. Some other regimes defined themselves after the Marxist notion of
popular democracy like in Benin or Congo-Brazzaville. However, the
references to the rule of majority, to the existence of a legal opposition, to more than
one party or to free elections were unknown out of the circle of intellectual elites.
These notions were not part of local political cultures. Before 1990, it is hard to find a
political party using the reference to multi-party system[11].
This is why most of the new democratic parties after 1990 were led by former members of
the authoritarian establishment, sometimes hiding behind civil society
personalities [12] or technocrats [13]. This restricted change in the
elite does not prove the specificity of African political system ; the same remark
can be made about USSR and some countries in Eastern Europe during the same period
(Rumania, Bulgaria). It just reminds us that African countries belong to the same
categories as those others which have never experienced democratic institutions.
Democracy
per se is not on the agenda of African societies because the
development of African states depends on more radical changes than the implementation of
liberal procedures in government recruitment. During a survey in Zambia in 1994, a
researcher trying to get local definitions of democracy found a question instead of the
answer he was looking for : can we eat democracy ?
(Daloz & Quantin, 1997). It looks like a joke but it is not when the people who use
such a definition have suffered a dramatic increase of the cost of food after the democratisation
of the regime. The connection between the multi-party system and the structural adjustment
plan is at the core of the perception of the new global order by people in Zambia and in
many other countries in Africa. This explains the difficulty of a spontaneous adoption of
the democratic ideology and the strong critics about it.
On
the other hand, considered from the bottom, the believes systems in African societies
show, during the last decade, a greater propensity in religion than in politics. Local
churches and traditional practices have more significance than party politics which people
only consider as instruments without legitimacy. Like other imported ideologies such as
socialism, democracy does not deliver a satisfying ground for a new utopia. This is
obvious if we consider the interpretation given to democratic transitions. The competition
is not between different conceptions of politics but it involves the capacities of
different big men to represent traditional figures of power. For instance, in Congo, the
choice between the candidates in the 1992 presidential election depends on their attitudes
in respecting traditional obligations and taboos during the past whatever the platform
they proposed[14]. Similar observations can be noted
in many other countries. In Benin, President Soglo after escaping from death by poison
decided to adopt the protection of Yoruba sorcery.
For
different reasons which have been shortly summarised in this paper, African societies show
a strong resistance to adopt democratic procedures of government. Democratisation as a
direct effect of a new global order can be considered, for the moment, as a failure of an
imported model. If a democratic transition has to succeed in a short period of three or
four years, the chances for a such a transformation are definitely broken in many
countries. The chances for consolidation stay in some others. But
it is not obvious that there is a real interest for countries in the centre of this new
global order to facilitate or to force the peripheral members to become democratic.
Références
BANEGAS
(Richard), QUANTIN (Patrick), Orientations et limites de laide française au
développement démocratique, Canadian Review of
Development Studies, forthcoming. |
|
BAYART
(Jean-François), 1989, LEtat en
Afrique : la politique du ventre, Paris, Fayard. |
|
BRATTON
(Michael), VAN de WALLE (Nicholas), 1994, Neopatrimonial Regimes and Political Transitions
in Africa, World Politics, n ° 46, (July), pp.
453 - 480 |
|
CAMPBELL
(Bonnie), 1996, Débats actuels sur la reconceptualisation de lEtat dans les
organismes de financement multilatéraux et lUSAID, in Politique .Africaine, n °
61, mars, pp. 18 - 28. |
|
DAHL (Robert),
1971, Polyarchy: Participation and opposition,
New Haven, Yale University Press. |
|
DALOZ
(Jean-Pascal), QUANTIN (Patrick), 1997, Transitions démocratiques africaines :
dynamiques et contraintes, Paris, Karthala. |
|
DOBRY
(Michel), 1986. Sociologie des crises politiques,
Paris, Presses de la FNSP. |
|
GRUENAIS (M.-E.), MOUANDA (F.), TONDA (J.), 1995, Messies,
fétiches et luttes de pouvoirs entre les grands hommes du Congo
démocratique , in Cahiers dEtudes
Africaines, 137, XXXV-1, pp. 163-193. |
|
ODONNEL
(Guillermo) et SCHMITTER (Philippe), 1986,
Transition from Authoritarian Rule. Tentative Conclusions about Uncertain Democracies,
Baltimore, The Johns Hopkins University Press. |
|
WORLD BANK,
1989, Sub-Saharan Africa. From Crisis to Sustainable
Development, A long term Perspective, Washington, World bank. |
[1] This paper relies on a comparative study of 7 African democratic transitions during the period 1990 and 1994. (Benin, Cameroon, Congo, Ghana, Nigeria, Zambia and Burkina-Faso) : Jean-Pascal Daloz & Patrick Quantin - Transitions démocratiques africaines, Paris, Karthala, 1997.
[2] By the creation of a party. For instance, MNSD in Niger under Kountche or RPT in Togo under Eyadema.
[3] For instance in PDCI of Côte dIvoire and KANU of Kenya in the early 1980.
[4] The exceptions are countries involved in old democratisation experiences (Senegal, Botswana, Zimbabwe...) or affected by civil war (Sudan, Liberia ...)
[5] One of the ambiguities of French African politics in 1990 comes from two possible interpretations of the new orientation of the discours de La Baule pronounced by F. Mitterrand. Incumbent African presidents consider it as the continuation of the liberalisation process (which does not threaten their position) ; the opposition leaders see it as an opportunity for taking power through free and fair elections.
[6] For example, according to an agreement signed by political parties, the dispute about 1993 post transition elections in Congo were submitted to an international court outside of the country (in Gabon).
[7] Because of their massive presence in Africa, it is easy to point out U.S. and France contradictions. However, it is interesting to note that in some countries like Zimbabwe, France can support discretely dissident political personalities (like Elisabeth Dongo) while Great Britain is reluctant to criticise Mugabes de facto one party state.
[8] This does not take into account that among this dozen of newcomer presidents, many were former members of the authoritarian regime elite. P. Lissouba, elected in 1992 in Congo, had been Prime minister in 1964 - 1996 under Massemba-Debat one-party state ; A. F. Patasse, elected in CAR in 1993, was Bokassas prime minister when the Marechal became an Emperor in 1977, etc.
[9] The best preference for France was, during the election period of mid 1992, a Lissouba - Sassou ticket in which the former president could have stay as Prime minister. This scenario eventually failed and the result was a civil war in 1993 - 1994.
[10] The notion of trajectory in African states is developed in Bayart (1989) ; Bratton and Van de Walle (1994)confirm the importance of this approach in their comparative study of African democratic transitions.
[11] The MORENA (Mouvement de la rénovation nationale), launched by the Gabonese opposition in the early 1980, is one of these exceptions. It turned into confusion after a split during the 1990 transition.
[12] Like F. Chiluba, leader of the Zambia Trade Union Congress.
[13] Like N. Soglo in Bénin or A. Milongo in Congo, both from the World bank.
[14] The best description is in : Gruénais, Mouanda & Tonda, 1995.